SEC Predictive Analytics — Fiduciary Conflict Minimization

Statutory Framework: SEC Release IA-6353 Conflict of Interest Mandate
Rule ID: SEC-PDA-CONFLICT | Severity: PROGRAMMATIC BLOCKER
Mitigation Action: CONFLICT_MINIMIZER_GATE

1. Statutory Mandate & Legal Boundary

"Prohibits predictive optimization prompts or reward functions from deploying manipulative behavioral nudges that prioritize broker metrics over client value."

2. Technical Invariant & AST Engine Matcher

[POLICIES.SEC-PDA-CONFLICT]
rule_id = "SEC-PDA-CONFLICT"
statute = "SEC Release IA-6353 Conflict of Interest Mandate"
severity = "BLOCKER"
action = "CONFLICT_MINIMIZER_GATE"

[ENFORCEMENT]
fail_closed = true
audit_trail = "Ed25519_DAC"
latency_max_us = 800

3. Production Python / Rust Integration

from anchor import AnchorGuard

@AnchorGuard.guard(policy="SEC-PDA-CONFLICT")
def process_machine_payload(payload: dict):
    # Evaluated in <0.8ms against SEC-PDA-CONFLICT AST query bounds
    return compliance_engine.enforce(payload)