SEC Regulation SCI — System Capacity Loop Interception

Statutory Framework: 17 CFR § 242.1001 (Systems Compliance and Integrity)
Rule ID: SEC-REG-SCI | Severity: PROGRAMMATIC BLOCKER
Mitigation Action: LOOP_CIRCUIT_BREAKER

1. Statutory Mandate & Legal Boundary

"Intercepts unbounded execution loops or unthrottled API call streams within trading pipelines to protect system capacity boundaries from runaway failures."

2. Technical Invariant & AST Engine Matcher

[POLICIES.SEC-REG-SCI]
rule_id = "SEC-REG-SCI"
statute = "17 CFR § 242.1001 (Systems Compliance and Integrity)"
severity = "BLOCKER"
action = "LOOP_CIRCUIT_BREAKER"

[ENFORCEMENT]
fail_closed = true
audit_trail = "Ed25519_DAC"
latency_max_us = 800

3. Production Python / Rust Integration

from anchor import AnchorGuard

@AnchorGuard.guard(policy="SEC-REG-SCI")
def process_machine_payload(payload: dict):
    # Evaluated in <0.8ms against SEC-REG-SCI AST query bounds
    return compliance_engine.enforce(payload)